Fund/Securities Transactional Attorney Job at Fawkes IDM, Wilmington, NC

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  • Fawkes IDM
  • Wilmington, NC

Job Description

Responsibilities

  • Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters.

  • Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings.

  • Conducting due diligence investigations in connection with prospective investments.

  • Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.

  • Providing legal and regulatory guidance to clients on compliance with federal and state securities laws.

  • Coordinating with colleagues and clients in the development of investment strategies.

  • Managing client relationships and ensuring high-quality service delivery.

Requirements

  • 7+ years of experience with fund formation, governance and transactions and/or securities matters.
  • Applicable bar admission is required.

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